Ms. Fuller oversees and manages the legal, compliance and risk mitigation for RiverRock Funds. She also serves as the Chief Compliance Officer for RiverRock Asset Management, LLC, an affiliated investment advisor registered in Texas and Florida, and as Branch Principal for Equus Financial Consulting LLC, an affiliated broker-dealer. Ms. Fuller is a Texas and New York licensed attorney with more than fourteen (14) years of legal experience that include extensive work with private placements, broker-dealers, corporate formation and governance, securities regulation and litigation. Ms. Fuller graduated cum laude from the University of Houston Law Center with a Doctor of Jurisprudence and, prior to that, earned her Bachelor of Arts degree magna cum laude from the University of North Texas. She holds the Series 7, 24, 66, 79, and 99 licenses.